香港双语法律 – 《公司收購、合併及股份購回守則》之引言部分

 

THE CODES ON TAKEOVERS AND MERGERS AND SHARE REPURCHASES

12.4 Failure of any licensed corporation, licensed representative, registered institution, or relevant individuals, to comply with either of the Codes, or a ruling, or a requirement not to act for a named person in accordance with section 12.2(c) above, is a breach of the Codes and may result in disciplinary proceedings against such corporation, representative, institution, or individual under this section 12. It may (in accordance with the provisions of the relevant Ordinances) also lead to suspension or revocation of the licence or registration of such entity or person.

12.4 如果任何持牌法團、持牌代表、註冊機構或有關人士未能遵守兩份守則之一,或某項裁定,或根據上述12.2(c)項不得代表指定的人行事的規定,即屬違反兩份守則,及可能導致該法團、代表、機構或人士須根據本第12段接受紀律研訊,亦可能(根據有關條例的條文)會導致該機構或人士的牌照或註冊遭暫時吊銷或撤銷。

《公司收購、合併及股份購回守則》

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